Overview

Assets Under Management: $460 million
High-Net-Worth Clients: 43
Average Client Assets: $11 million

Services Offered

Services: Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 43
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 100.00
Average High-Net-Worth Client Assets: $11 million
Total Client Accounts: 43
Discretionary Accounts: 40
Non-Discretionary Accounts: 3

Regulatory Filings

CRD Number: 110775
Last Filing Date: 2024-02-26 00:00:00

Form ADV Documents

Primary Brochure: PSH PART 2B (2025-03-10)

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Part 2B of Form ADV For Walter C. Flower & Co., Inc. March 10, 2025 Item 1. – Cover Page Office: 722 Constantinople Street New Orleans, LA 70115 Phone: 504-561-0138 This Brochure Supplement provides information about Mr. Peter S. Howard and Samuel Schwing that supplements the Walter C. Flower & Co., Inc. Brochure. Please contact Samuel Schwing at 504-561-0138 if you have any questions about the contents of this supplement. Additional information about Walter C. Flower & Co., Inc. is available on the SEC’s website at www.adviserinfo.sec.gov. Peter S. Howard Item 2. – Educational Background and Business Experience A. Education Tulane University Bachelor of Arts, Latin American Studies 1974 B. Experience Howard Weil Labouisse Friedrichs Inc. 1974 Walter C. Flower & Co., Inc. 1988 C. Licenses Series 7 1975 Item 3. – Disciplinary Information There are no legal or disciplinary events against Peter S. Howard Item 4. – Other Business Activities Mr. Howard is not engaged in any other business activities than those of Walter C. Flower, Co., Inc. Item 5. – Additional Compensation Mr. Howard does not receive any additional compensation for providing advisory services. Item 6. – Supervision Mr. Howard is President. His activities are monitored by Mr. Schwing, Compliance Officer and VP.

Additional Brochure: SPS PART 2B (2025-03-10)

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Part 2B of Form ADV For Walter C. Flower & Co., Inc. March 10, 2025 Item 1. – Cover Page Office: 722 Constantinople St. New Orleans, LA 70115 Phone: 504-561-0138 This Brochure Supplement provides information about Mr. Peter S. Howard and Samuel Schwing that supplements the Walter C. Flower & Co., Inc. Brochure. Please contact Samuel Schwing at 504-561-0138 if you have any questions about the contents of this supplement. Additional information about Walter C. Flower & Co., Inc. is available on the SEC’s website at www.adviserinfo.sec.gov. Samuel Schwing Item 2. – Educational Background and Business Experience A. Education Southeastern Louisiana University, BA Economics 1980 B. Experience Hibernia National Bank Investment Representative 1980 – 1982 Whitney National Bank AVP Loan Officer 1982 – 1992 Howard Weil Labouisse Friedrichs, Inc. Bond Sales 1992 – 1994 First NBC Bank AVP Institutional Bond Sales 1994 – 1998 VP Private Banking 1998 – 2010 Regions Bank Walter C. Flower & Co., Inc. Compliance Officer 2011 - C. Licenses Series 7 1992 2011 Series 65 Item 3. – Disciplinary Information There are no legal or disciplinary events against Samuel Schwing Item 4. – Other Business Activities Mr. Schwing is not engaged in any other business activities than those of Walter C. Flower, Co., Inc. Item 5. – Additional Compensation Mr. Schwing does not receive any additional compensation for providing advisory services. Item 6. – Supervision Mr. Schwing is Chief Compliance Officer. His activities are monitored by Mr. Howard, President.