Overview
Assets Under Management: $460 million
High-Net-Worth Clients: 43
Average Client Assets: $11 million
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 43
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 100.00
Average High-Net-Worth Client Assets: $11 million
Total Client Accounts: 43
Discretionary Accounts: 40
Non-Discretionary Accounts: 3
Regulatory Filings
CRD Number: 110775
Last Filing Date: 2024-02-26 00:00:00
Form ADV Documents
Primary Brochure: PSH PART 2B (2025-03-10)
View Document Text
Part 2B of Form ADV
For
Walter C. Flower & Co., Inc.
March 10, 2025
Item 1. – Cover Page
Office: 722 Constantinople Street
New Orleans, LA 70115
Phone: 504-561-0138
This Brochure Supplement provides information about Mr. Peter S. Howard
and Samuel Schwing that supplements the Walter C. Flower & Co., Inc.
Brochure. Please contact Samuel Schwing at 504-561-0138 if you have any
questions about the contents of this supplement.
Additional information about Walter C. Flower & Co., Inc. is available on the
SEC’s website at www.adviserinfo.sec.gov.
Peter S. Howard
Item 2. – Educational Background and Business Experience
A. Education
Tulane University Bachelor of Arts, Latin American Studies 1974
B. Experience
Howard Weil Labouisse Friedrichs Inc. 1974
Walter C. Flower & Co., Inc. 1988
C. Licenses
Series 7 1975
Item 3. – Disciplinary Information
There are no legal or disciplinary events against Peter S. Howard
Item 4. – Other Business Activities
Mr. Howard is not engaged in any other business activities than those of Walter C.
Flower, Co., Inc.
Item 5. – Additional Compensation
Mr. Howard does not receive any additional compensation for providing advisory
services.
Item 6. – Supervision
Mr. Howard is President. His activities are monitored by Mr. Schwing,
Compliance Officer and VP.
Additional Brochure: SPS PART 2B (2025-03-10)
View Document Text
Part 2B of Form ADV
For
Walter C. Flower & Co., Inc.
March 10, 2025
Item 1. – Cover Page
Office: 722 Constantinople St.
New Orleans, LA 70115
Phone: 504-561-0138
This Brochure Supplement provides information about Mr. Peter S. Howard
and Samuel Schwing that supplements the Walter C. Flower & Co., Inc.
Brochure. Please contact Samuel Schwing at 504-561-0138 if you have any
questions about the contents of this supplement.
Additional information about Walter C. Flower & Co., Inc. is available on the
SEC’s website at www.adviserinfo.sec.gov.
Samuel Schwing
Item 2. – Educational Background and Business Experience
A. Education
Southeastern Louisiana University, BA Economics 1980
B. Experience
Hibernia National Bank Investment Representative 1980 – 1982
Whitney National Bank AVP Loan Officer 1982 – 1992
Howard Weil Labouisse Friedrichs, Inc. Bond Sales 1992 – 1994
First NBC Bank AVP Institutional Bond Sales 1994 – 1998
VP Private Banking 1998 – 2010
Regions Bank
Walter C. Flower & Co., Inc. Compliance Officer
2011 -
C. Licenses
Series 7 1992
2011
Series 65
Item 3. – Disciplinary Information
There are no legal or disciplinary events against Samuel Schwing
Item 4. – Other Business Activities
Mr. Schwing is not engaged in any other business activities than those of Walter C.
Flower, Co., Inc.
Item 5. – Additional Compensation
Mr. Schwing does not receive any additional compensation for providing advisory
services.
Item 6. – Supervision
Mr. Schwing is Chief Compliance Officer. His activities are monitored by Mr.
Howard, President.