Overview

Assets Under Management: $6.6 billion
Headquarters: MINNEAPOLIS, MN
High-Net-Worth Clients: 1,354
Average Client Assets: $4 million

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Investment Advisor Selection, Educational Seminars

Clients

Number of High-Net-Worth Clients: 1,354
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 89.41
Average High-Net-Worth Client Assets: $4 million
Total Client Accounts: 12,834
Discretionary Accounts: 11,981
Non-Discretionary Accounts: 853

Regulatory Filings

CRD Number: 167908
Last Filing Date: 2025-02-28 00:00:00
Website: https://www.facebook.comhttps://www.facebook.com/NorthRock--X-102013345523399